HANOVER SQUARE CAPITAL (UK) LTD

Date authorised
1 April 2013
Companies House
04211603
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    49 St James's St
    London
    SW1A 1AH
    UNITED KINGDOM
    Phone
    +442079304695
    Web
    https://www.hansq.com

  • Complaints Contact

    4th Floor
    49 St James's St
    London
    SW1A 1AH
    UNITED KINGDOM
    Phone
    +442079304695

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arvinder Singh Sood

    IRN ASS01043

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (23 Jan 2003 to 31 Oct 2007)
    • CF1 Director (7 Oct 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Oct 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (7 Oct 2002 to 31 Oct 2007)
    • CF3 Chief Executive (7 Oct 2002 to 8 Dec 2019)
  • Catherine Scorey

    IRN CXS01713

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (27 Dec 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Dec 2007 to 8 Dec 2019)
  • Elizabeth Joan Patricia Hunt

    IRN EJH01062

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Dec 2002 to 27 Dec 2007)
    • CF1 Director (5 Dec 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2002 to 27 Dec 2007)
    • CF2 Non Executive Director (7 Oct 2002 to 5 Dec 2002)
  • Emad Shaer

    IRN EXS01067

    • CF30 Customer (20 Jun 2011 to 8 Dec 2019)
  • Jaswinder Sandher

    IRN JSS01141

    • [FCA CF] Client dealing (22 Jun 2022 to 24 Dec 2024)
  • Jeffrey D'Souza

    IRN JXD01323

    • CF30 Customer (12 May 2008 to 26 Sep 2008)
  • Kamlesh Narbheshanker Joshi

    IRN KNJ01001

    • CF30 Customer (1 May 2012 to 8 Dec 2019)
  • Maan Said

    IRN SXM02410

    • CF30 Customer (1 Apr 2009 to 4 Sep 2009)
  • Mark Davis

    IRN MXD02074

    • CF30 Customer (1 Jun 2012 to 8 Dec 2019)
  • Mohammad Tayyem

    IRN TXM01540

    • CF30 Customer (1 Apr 2009 to 4 Sep 2009)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.