Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (16 Mar 2018 to 31 Mar 2020)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2020)
- CF30 Customer (23 Mar 2011 to 6 Mar 2016)
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- CF30 Customer (16 Jun 2009 to 7 Dec 2010)
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- CF21 Investment Adviser (1 Jul 2005 to 1 Sep 2006)
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- CF21 Investment Adviser (1 Jul 2005 to 1 Sep 2006)
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- CF27 Investment Management (11 Oct 2004 to 31 May 2005)
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- CF27 Investment Management (13 Nov 2002 to 31 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.