Jaspal Singh Phull

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Client dealing (8 Aug 2022 to 10 Jul 2025)
Riverside Capital Fund Managers Limited (no longer approved here)
FRN 697868
- CF1 Director (1 Sep 2017 to 20 Apr 2019)
- CF10 Compliance Oversight (11 Oct 2016 to 20 Apr 2019)
- CF11 Money Laundering Reporting (11 Oct 2016 to 20 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.