Riverside Capital Fund Managers Limited

Date authorised
12 February 2016
Companies House
09410254
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rear Ground Floor Unit
    205 City Road
    London
    EC1V 1JT
    UNITED KINGDOM
    Phone
    +442072974480
    Web
    https://www.rivercap.co.uk

  • Complaints Contact

    Rear Ground Floor Unit
    205 City Road
    London
    EC1V 1JT
    UNITED KINGDOM
    Phone
    +442072974480

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Kirton Taylor

    IRN AKT01022

    • CF30 Customer (12 Feb 2016 to 10 Oct 2016)
    • CF11 Money Laundering Reporting (12 Feb 2016 to 10 Oct 2016)
    • CF10 Compliance Oversight (12 Feb 2016 to 10 Oct 2016)
    • CF1 Director (12 Feb 2016 to 10 Oct 2016)
  • Ashley John Wilcox

    IRN AJW01612

    • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
  • Dominic Marcus Wright

    IRN DMW01218

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jul 2019 to 8 Dec 2019)
    • CF1 Director (12 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
    • CF3 Chief Executive (12 Feb 2016 to 8 Dec 2019)
  • Jaspal Singh Phull

    IRN JSP01139

    • CF1 Director (1 Sep 2017 to 20 Apr 2019)
    • CF11 Money Laundering Reporting (11 Oct 2016 to 20 Apr 2019)
    • CF10 Compliance Oversight (11 Oct 2016 to 20 Apr 2019)
  • Sasha Stupar

    IRN SXS04394

    • SMF3 Executive Director (since 15 Jan 2020)
    • CF30 Customer (3 Aug 2017 to 8 Dec 2019)
  • Timothy Peter Bucke

    IRN TPB01026

    • CF30 Customer (12 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.