Jason Wong

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RF Trustee Co. Limited

    FRN 122229

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2024)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (3 Mar 2022 to 6 Sep 2024)
  • Sparrows Capital Limited (no longer approved here)

    FRN 607414

    • [FCA CF] Client dealing (21 Feb 2020 to 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (21 Feb 2020 to 19 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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