Jason Rickards

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Swissquote Ltd (no longer approved here)
FRN 562170
- CF10 Compliance Oversight (3 Dec 2018 to 31 Jan 2019)
- CF11 Money Laundering Reporting (29 May 2018 to 31 Jan 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF11 Money Laundering Reporting (19 Sep 2013 to 11 Feb 2014)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF11 Money Laundering Reporting (1 Jul 2009 to 11 Feb 2014)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF11 Money Laundering Reporting (22 Apr 2009 to 11 Feb 2014)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF11 Money Laundering Reporting (22 Apr 2009 to 11 Feb 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.