Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tom French & Associates Limited
FRN 185513
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Apr 2008 to 24 Dec 2008)
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- (10)Employed By (23 Apr 2008 to 24 Dec 2008)
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- (4)Employed By (19 Jun 2002 to 3 Sep 2004)
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- CF21 Investment Adviser (19 Jun 2002 to 3 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.