Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Apr 2008 to 24 Dec 2008)
  • Atlantic Associates (no longer approved here)

    FRN 227645

    • (10)Employed By (23 Apr 2008 to 24 Dec 2008)
  • RGT Financial Services (no longer approved here)

    FRN 170985

    • (4)Employed By (19 Jun 2002 to 3 Sep 2004)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (19 Jun 2002 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.