Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 27 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 10 Sep 2020)
  • Moore Stephens Financial Services (NI) Limited (no longer approved here)

    FRN 607947

    • Employed By (7 Oct 2013 to 10 Sep 2020)
  • Kerr Henderson (Consultants and Actuaries) Ltd (no longer approved here)

    FRN 188411

    • Employed By (19 Aug 2012 to 10 Sep 2020)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (31 Mar 2009 to 31 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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