Jason Marc Keogh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- [FCA CF] Client dealing (3 Aug 2020 to 9 Aug 2020)
Amstel Securities LLP (no longer approved here)
FRN 599236
- CF4 Partner (16 Jul 2019 to 8 Dec 2019)
- CF30 Customer (4 Feb 2019 to 8 Dec 2019)
Raymond James Financial International Limited (no longer approved here)
FRN 188244
- CF30 Customer (10 Sep 2012 to 2 Mar 2018)
IG Index Limited (no longer approved here)
FRN 114059
- CF30 Customer (19 Apr 2012 to 4 Sep 2012)
IG Markets Limited (no longer approved here)
FRN 195355
- CF30 Customer (19 Apr 2012 to 4 Sep 2012)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (23 Jun 2010 to 9 Mar 2012)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF30 Customer (23 Feb 2009 to 1 Jun 2010)
CLSA (UK) (no longer approved here)
FRN 140836
- CF26 Customer Trading (1 Dec 2001 to 15 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.