Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 1 Dec 2022)
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- [FCA CF] Client dealing (24 Aug 2020 to 25 Nov 2022)
- CF30 Customer (1 Nov 2007 to 9 May 2013)
- CF21 Investment Adviser (27 Apr 2007 to 31 Oct 2007)
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- CF30 Customer (3 Oct 2018 to 29 Nov 2019)
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- CF21 Investment Adviser (30 Nov 2002 to 26 Mar 2007)
- CF26 Customer Trading (30 Nov 2002 to 21 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.