Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Guaranty Trust Bank (UK) Limited
FRN 466611
- [FCA CF] Material risk taker (since 28 Nov 2022)
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- CF30 Customer (1 Nov 2007 to 1 Dec 2016)
- CF27 Investment Management (30 Dec 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Aug 2003 to 30 Nov 2005)
- CF26 Customer Trading (1 Dec 2001 to 30 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.