Mizrahi Tefahot Bank Limited

• Principal Place of Business

  Mizrahi Tefahot Bank Ltd

  30 Old Broad Street

  London

  City Of London

  EC2N 1HT

  UNITED KINGDOM

  Phone

  +4402074480600

  Web

  https://www.umtb.co.uk

• Complaints Contact

  Mizrahi Tefahot Bank Ltd

  30 Old Broad Street

  London

  City Of London

  EC2N 1HT

  UNITED KINGDOM

  Phone

  +4402074480600

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adi Doron

  IRN AXD43357

  • [FCA CF] Material risk taker (7 Mar 2016 to 10 May 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 10 May 2022)
• Anthony John Perkins

  IRN AJP01256

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Apr 2025)
  • [FCA CF] Material risk taker (7 Mar 2016 to 1 Apr 2025)
  • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
  • CF20 Significant Mgt (Settlements) (15 Jan 2004 to 31 Oct 2007)
• Arie Bandel

  IRN AXB02057

  • SMF7 Group Entity Senior Manager (7 Mar 2016 to 2 Jan 2025)
  • CF1 Director (17 May 2010 to 6 Mar 2016)
  • CF28 Systems and controls (1 Nov 2007 to 9 Jul 2009)
  • CF3 Chief Executive (6 Jun 2005 to 9 Jul 2009)
  • CF14 Risk Assessment (6 Jun 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (6 Jun 2005 to 31 Mar 2009)
• Avner Tabak

  IRN AXT00567

  • [PRA CF] Significant risk taker or Material risk taker (3 Jan 2023 to 3 Apr 2025)
  • [FCA CF] Manager of certification employee (3 Jan 2023 to 3 Apr 2025)
  • [FCA CF] Material risk taker (3 Jan 2023 to 3 Apr 2025)
  • [FCA CF] Proprietary trader (3 Jan 2023 to 3 Apr 2025)
• Benjamin Barbanel

  IRN BXB01151

  • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2005)
• Brian Henry Black

  IRN BHB01008

  • CF26 Customer Trading (1 Dec 2001 to 25 Nov 2005)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 25 Nov 2005)
• Christian John Manfred Kreps

  IRN CJK01070

  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
  • CF10 Compliance Oversight (3 Apr 2014 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (3 Apr 2014 to 6 Mar 2016)
  • CF10a CASS Oversight function (3 Apr 2014 to 6 Mar 2016)
• Colin Rosenthal

  IRN CXR01103

  • [FCA CF] Material risk taker (7 Mar 2016 to 22 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 22 Apr 2025)
  • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
• David Halperin

  IRN DXH01288

  • CF14 Risk Assessment (1 Dec 2001 to 6 Jun 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2005)
  • CF3 Chief Executive (1 Dec 2001 to 6 Jun 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Jun 2005)
• David Levy

  IRN DXL01465

  • SMF22 Other Local Responsibility (7 Mar 2016 to 16 Mar 2023)
  • CF29 Significant management (16 Feb 2016 to 6 Mar 2016)
  • CF30 Customer (27 Jul 2012 to 6 Mar 2016)

No changes recorded yet.