Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (8 Nov 2018 to 27 Apr 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (8 Nov 2018 to 27 Apr 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2018)
    • CF30 Customer (3 Dec 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 28 Nov 2012)
    • CF21 Investment Adviser (23 Sep 2005 to 31 Oct 2007)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2002)
    • CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.