Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
- CF30 Customer (2 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (8 Nov 2018 to 27 Apr 2019)
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- CF30 Customer (8 Nov 2018 to 27 Apr 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 6 Jun 2018)
- CF30 Customer (3 Dec 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2012)
- CF21 Investment Adviser (23 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2002)
- CF26 Customer Trading (1 Dec 2001 to 2 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.