Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 18 Aug 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2023)
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- CF1 Director (AR) (3 Oct 2011 to 28 Sep 2015)
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- Employed By (3 Oct 2011 to 28 Sep 2015)
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- CF30 Customer (22 Sep 2009 to 13 Jan 2011)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Nov 2002)
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- CF30 Customer (2 Jul 2008 to 19 Jan 2009)
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- (43)Employed By (2 Jul 2008 to 19 Jan 2009)
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- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.