Jason Chiles Moisey

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sutton Oaks Wealth Management Ltd

    FRN 1018796

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
    • Responsible for Insurance Distribution (since 2 Jun 2025)
    • SMF16 Compliance Oversight (since 2 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2025)
    • SMF3 Executive Director (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jun 2025)
    • CF30 Customer (20 Oct 2014 to 2 Jun 2025)
    • CF1 Director (AR) (20 Oct 2014 to 2 Jun 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (20 Oct 2014 to 2 Jun 2025)
  • Sutton Oaks Wealth Management Limited (no longer approved here)

    FRN 648898

    • Employed By (15 Oct 2014 to 2 Jun 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (20 Jun 2014 to 26 Sep 2014)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • CF30 Customer (18 Aug 2009 to 4 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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