Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
    • CF30 Customer (since 14 Nov 2024)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • Appointed representative dealing with clients for which they require qualification (8 Jan 2025 to 9 Jan 2025)
  • Blevins Franks Financial Management Limited (no longer approved here)

    FRN 179731

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 12 Apr 2024)
    • CF30 Customer (15 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.