Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Financial Limited
FRN 836465
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
- CF30 Customer (since 14 Nov 2024)
-
- Appointed representative dealing with clients for which they require qualification (8 Jan 2025 to 9 Jan 2025)
-
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 12 Apr 2024)
- CF30 Customer (15 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.