Jason Anthony Andrew Stather-Lodge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCM WEALTH MANAGEMENT LIMITED

    FRN 418826

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 19 Dec 2025)
    • CF3 Chief Executive (AR) (since 19 Dec 2025)
    • SMF3 (AR) Executive Director function (since 19 Dec 2025)
    • [FCA CF] Material risk taker (since 19 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (13 Jul 2017 to 10 Sep 2019)
    • CF3 Chief Executive (15 Jul 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 22 Apr 2021)
    • CF10 Compliance Oversight (1 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Apr 2005 to 11 May 2009)
    • Responsible for Insurance Mediation (1 Apr 2005 to 30 Sep 2018)
    • CF1 Director (1 Apr 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 8 Dec 2019)
  • OCM Employee Benefits Ltd

    FRN 1046141

    • (3)Employed By (since 19 Dec 2025)

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