Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fair Oaks Capital Ltd (no longer approved here)

    FRN 604090

    • [FCA CF] Client dealing (1 Aug 2022 to 25 Apr 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 25 Mar 2011)
    • CF21 Investment Adviser (1 Jan 2007 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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