Janice McConnell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DP Advisory Limited

    FRN 581642

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (1 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (3 Aug 2012 to 8 Dec 2019)
  • DP Pensions Limited (no longer approved here)

    FRN 463171

    • CF1 Director (6 Apr 2007 to 27 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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