Date authorised
1 April 2013
Companies House
04622475
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bridewell House
    Bridewell Lane
    Tenterden
    Kent
    TN30 6FA
    UNITED KINGDOM
    Phone
    +4401580762555
  • Complaints Contact

    Bridewell House
    Bridewell Lane
    Tenterden
    Kent
    TN30 6FA
    UNITED KINGDOM
    Phone
    +4401580762555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangement in investments in the rights under the scheme(s) that it operates
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darrell John Manners

    IRN DJM01525

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • David Albert Phillips

    IRN DAP00013

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 8 Dec 2019)
    • CF3 Chief Executive (6 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Elaine Turtle

    IRN EXB01275

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Feb 2011 to 8 Dec 2019)
  • Janice McConnell

    IRN JXM00362

    • CF1 Director (6 Apr 2007 to 27 Jun 2019)
  • Kevin Charles Philips

    IRN KCP01025

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Mark Peter Whybrew

    IRN MPW01094

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Robert Ronald Hedley

    IRN RRH01041

    • CF1 Director (6 Apr 2007 to 18 Jan 2011)
  • Sally-Anne North

    IRN SXN00061

    • [FCA CF] Significant management (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.