DP Pensions Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Bridewell HouseBridewell LaneTenterdenKentTN30 6FAUNITED KINGDOM- Phone
- +4401580762555
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Complaints Contact
Bridewell HouseBridewell LaneTenterdenKentTN30 6FAUNITED KINGDOM- Phone
- +4401580762555
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in rights under the scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Investment Setup
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangement in investments in the rights under the scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Darrell John Manners
IRN DJM01525
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Apr 2007 to 8 Dec 2019)
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David Albert Phillips
IRN DAP00013
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Apr 2007 to 8 Dec 2019)
- CF3 Chief Executive (6 Apr 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
- CF1 Director (6 Apr 2007 to 8 Dec 2019)
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Elaine Turtle
IRN EXB01275
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (19 Feb 2011 to 8 Dec 2019)
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Janice McConnell
IRN JXM00362
- CF1 Director (6 Apr 2007 to 27 Jun 2019)
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Kevin Charles Philips
IRN KCP01025
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (6 Apr 2007 to 8 Dec 2019)
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Mark Peter Whybrew
IRN MPW01094
- [FCA CF] Significant management (since 9 Dec 2019)
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Robert Ronald Hedley
IRN RRH01041
- CF1 Director (6 Apr 2007 to 18 Jan 2011)
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Sally-Anne North
IRN SXN00061
- [FCA CF] Significant management (since 9 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.