Janette Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Agricole Corporate and Investment Bank
FRN 124344
- [FCA CF] Significant management (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (since 7 Dec 2020)
- [FCA CF] Material risk taker (since 7 Dec 2020)
- [FCA CF] Client dealing (since 31 Oct 2019)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (16 Jan 2012 to 6 Mar 2016)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (12 Nov 2009 to 6 Mar 2016)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 30 Nov 2008)
- CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.