Janet Fay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NORTHERN COMMERCIAL BROKERS LIMITED (no longer approved here)

    FRN 307571

    • CF1 Director (14 Jan 2005 to 15 Nov 2013)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 3 Jul 2006)
    • CF13 Finance (14 Jan 2005 to 3 Jul 2006)
    • CF14 Risk Assessment (14 Jan 2005 to 3 Jul 2006)
    • CF15 Internal Audit (14 Jan 2005 to 3 Jul 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 3 Jul 2006)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 3 Jul 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.