NORTHERN COMMERCIAL BROKERS LIMITED

Date authorised
1 April 2013
Companies House
04685718
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Michael White

    IRN JMW01187

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF15 Internal Audit (14 Jan 2005 to 3 Jul 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 3 Jul 2006)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 3 Jul 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 3 Jul 2006)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 3 Jul 2006)
    • CF14 Risk Assessment (14 Jan 2005 to 3 Jul 2006)
  • Janet Fay

    IRN JXF01392

    • CF1 Director (14 Jan 2005 to 15 Nov 2013)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 3 Jul 2006)
    • CF13 Finance (14 Jan 2005 to 3 Jul 2006)
    • CF14 Risk Assessment (14 Jan 2005 to 3 Jul 2006)
    • CF15 Internal Audit (14 Jan 2005 to 3 Jul 2006)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 3 Jul 2006)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 3 Jul 2006)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Melissa White

    IRN MXW02252

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.