Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (9 Jan 2009 to 23 Nov 2009)
- CF11 Money Laundering Reporting (9 Jan 2009 to 14 Aug 2009)
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- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.