Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 1 Sep 2025)
- [FCA CF] Manager of certification employee (6 Oct 2025 to 27 Mar 2026)
-
- [FCA CF] Client dealing (20 Nov 2023 to 29 May 2025)
-
- CF30 Customer (18 Jul 2011 to 6 Mar 2016)
-
- CF21 Investment Adviser (11 Feb 2005 to 29 Aug 2006)
-
- CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.