Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 4 Mar 2025)
    • SMF10 Chair of the Risk Committee (since 4 Mar 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 May 2024 to 4 Feb 2025)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • SMF24 Chief Operations (5 Jul 2018 to 13 Mar 2020)
    • SMF3 Executive Director (10 May 2016 to 5 Jul 2018)
    • CF28 Systems and controls (16 Oct 2012 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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