Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Jul 2013)
    • CF30 Customer (since 17 Jul 2013)
    • Employed By (since 17 Jul 2013)
  • 75point3 Financial Planning LLP (no longer approved here)

    FRN 592102

    • (7)Employed By (13 Dec 2012 to 14 Aug 2013)
  • D.R.E. & Co Financial Planning LLP (no longer approved here)

    FRN 469570

    • (7)Employed By (3 May 2011 to 14 Aug 2013)
  • 75point3 Limited (no longer approved here)

    FRN 418618

    • CF1 Director (27 Jul 2009 to 14 Aug 2013)
    • CF30 Customer (28 Jan 2008 to 14 Aug 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF22 Investment Adviser (Trainee) (28 Nov 2005 to 31 Oct 2007)
  • Maple Leaf Financial Services Limited (no longer approved here)

    FRN 215157

    • (18)Employed By (16 Nov 2005 to 31 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 75point3 Financial Planning LLP

  2. controlled function added: (7)Employed By at 75point3 Financial Planning LLP