Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF2 Non Executive Director (19 Jul 2013 to 2 Nov 2016)
-
- CF2 Non Executive Director (22 Nov 2011 to 8 Dec 2019)
-
- CF10 Compliance Oversight (1 Apr 2005 to 22 Mar 2006)
- CF14 Risk Assessment (1 Apr 2005 to 22 Mar 2006)
-
- CF14 Risk Assessment (7 Apr 2004 to 22 Mar 2006)
- CF10 Compliance Oversight (7 Apr 2004 to 22 Mar 2006)
- CF15 Internal Audit (4 Dec 2002 to 15 Mar 2004)
-
- CF15 Internal Audit (4 Dec 2002 to 1 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.