Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (6 Jan 2020 to 21 Jun 2023)
- [FCA CF] Client dealing (6 Jan 2020 to 12 Feb 2024)
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- SMF3 Executive Director (9 Dec 2019 to 20 Dec 2019)
- CF30 Customer (4 Jul 2018 to 8 Dec 2019)
- CF1 Director (28 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (15 Nov 2011 to 4 Jan 2016)
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- CF21 Investment Adviser (16 Aug 2002 to 8 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.