Great Point Investments Limited

• Principal Place of Business

  c/o Andrew Charters, Christine Mary Laverty and Nicholas Nicholson

  each of Grant Thornton UK LLP

  4 Hardman Square

  Spinningfields

  Manchester

  M3 3EB

  UNITED KINGDOM

• Complaints Contact

  c/o Andrew Charters, Christine Mary Laverty and Nicholas Nicholson

  each of Grant Thornton UK LLP

  4 Hardman Square

  Spinningfields

  Manchester

  M3 3EB

  UNITED KINGDOM

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Caroline Sheona Worthington

  IRN CSW01063

  • SMF16 Compliance Oversight (10 Mar 2023 to 6 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Mar 2023 to 6 Mar 2024)
• Daniel Kenneth James Perkins

  IRN DKP01040

  • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Feb 2024)
  • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
  • CF1 Director (14 Jul 2014 to 8 Dec 2019)
• Fergus Kingsley Haycock

  IRN FKH01006

  • CF30 Customer (14 Jul 2014 to 1 May 2018)
  • CF1 Director (14 Jul 2014 to 1 May 2018)
  • CF11 Money Laundering Reporting (14 Jul 2014 to 1 May 2018)
• James Edward Taylor Reeve

  IRN JER01134

  • SMF1 Chief Executive (11 Dec 2019 to 27 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2024)
  • CF11 Money Laundering Reporting (13 Jun 2018 to 2 May 2019)
  • CF1 Director (14 Jul 2014 to 8 Dec 2019)
• James Newton Boyd

  IRN JNB01112

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2022)
  • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
• Jamieson William George Lowe

  IRN JWL01034

  • [FCA CF] Client dealing (6 Jan 2020 to 12 Feb 2024)
  • [FCA CF] Material risk taker (6 Jan 2020 to 21 Jun 2023)
• Jennifer Rosemary Townshend

  IRN JXT11927

  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Feb 2022)
  • CF11 Money Laundering Reporting (2 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 May 2019 to 8 Dec 2019)
• Kok-yee Jade Yau

  IRN KJY00011

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Jul 2014 to 2 May 2019)
• Laura Kathryn Macara

  IRN LKM01025

  • [FCA CF] Significant management (9 Dec 2019 to 16 Feb 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2023)
  • CF30 Customer (22 Aug 2014 to 8 Dec 2019)
• Mark Stephens

  IRN MXS22606

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2023)

No changes recorded yet.