Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • SMF1 Chief Executive (9 Dec 2019 to 18 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jul 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jul 2024)
    • Responsible for Insurance Mediation (8 Aug 2018 to 30 Sep 2018)
    • CF3 Chief Executive (1 Sep 2010 to 8 Dec 2019)
    • CF1 Director (1 Sep 2010 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • CF29 Significant management (1 Nov 2007 to 9 Sep 2009)
    • CF17 Significant Mgt (Other Business Operations) (20 Jul 2007 to 31 Oct 2007)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF1 Director (14 Aug 2002 to 9 Sep 2009)
    • CF3 Chief Executive (14 Aug 2002 to 9 Sep 2009)
    • CF8 Apportionment and Oversight (14 Aug 2002 to 31 Mar 2009)
  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • CF1 Director (1 Dec 2001 to 12 Apr 2002)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • CF1 Director (1 Dec 2001 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.