Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2018 to 8 Dec 2019)
    • CF1 Director (8 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jun 2018 to 8 Dec 2019)
  • Alltrust Services Limited (no longer approved here)

    FRN 461966

    • CF11 Money Laundering Reporting (1 Nov 2008 to 27 Apr 2018)
    • CF10 Compliance Oversight (1 Apr 2008 to 27 Apr 2018)
    • CF8 Apportionment and Oversight (1 Apr 2008 to 31 Mar 2009)
    • CF1 Director (1 Apr 2008 to 27 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.