Date authorised
8 June 2018
Companies House
11034559
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Penybont Road
    Pencoed
    Bridgend
    Mid Glamorgan
    CF35 5PY
    UNITED KINGDOM
    Phone
    +4401656334222
  • Complaints Contact

    15 Penybont Road
    Pencoed
    Bridgend
    Mid Glamorgan
    CF35 5PY
    UNITED KINGDOM
    Phone
    +4402922677276

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Retail (Investment), Personal pension scheme

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew McLaughlan

    IRN AXM04971

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2018 to 20 Jun 2018)
    • CF11 Money Laundering Reporting (8 Jun 2018 to 20 Jun 2018)
    • CF1 Director (8 Jun 2018 to 8 Dec 2019)
  • Jamie Christopher Murphy

    IRN JCM01221

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jun 2018 to 8 Dec 2019)
    • CF1 Director (8 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2018 to 8 Dec 2019)
  • Martin Robert Coombes

    IRN MRC01119

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.