Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 29 Nov 2023)
    • [FCA CF] Client dealing (1 Apr 2023 to 29 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Sep 2018 to 3 Mar 2019)
  • Trinity Lifetime Partners Limited (no longer approved here)

    FRN 616281

    • Employed By (29 Sep 2018 to 3 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.