James William McCarthy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • CF28 Systems and controls (1 Nov 2007 to 3 Jul 2008)
    • CF1 Director (20 Jul 2004 to 2 Feb 2010)
    • CF13 Finance (20 Jul 2004 to 31 Oct 2007)
  • PGIM FUND MANAGEMENT LIMITED (no longer approved here)

    FRN 181389

    • CF28 Systems and controls (1 Nov 2007 to 3 Jul 2008)
    • CF1 Director (20 Jul 2004 to 4 May 2010)
    • CF13 Finance (20 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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