James William Marsh Butler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOVA Wealth Ltd

    FRN 778951

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2021)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (6 Feb 2014 to 6 Jan 2017)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (10 Aug 2011 to 23 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.