Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 7 Apr 2017)
    • CF2 Non Executive Director (10 Dec 2015 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF9 Chair of the Governing Body (7 Mar 2016 to 7 Apr 2017)
    • CF2 Non Executive Director (10 Dec 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF2 Non Executive Director (25 Oct 2010 to 31 Dec 2012)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF2 Non Executive Director (12 Oct 2010 to 10 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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