James Whetman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 14 Nov 2022)
    • [FCA CF] Client dealing (since 16 Nov 2016)
    • [FCA CF] Manager of certification employee (20 Nov 2017 to 6 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (13 Aug 2004 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 4 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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