Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 31 Dec 2023)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Client dealing (since 11 Oct 2023)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (21 Apr 2010 to 8 Dec 2019)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (21 Apr 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2010)
- CF27 Investment Management (4 Jan 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 29 Jan 2010)
- CF27 Investment Management (4 Jan 2005 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 10 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.