James Thomas Sparrow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Money Doctor Financial Planning Ltd (no longer approved here)

    FRN 442144

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Apr 2006 to 5 Mar 2012)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.