Money Doctor Financial Planning Ltd

• Principal Place of Business

  2 Rotten Row Barns, 1957 Warwick Road

  Warwick Road

  Knowle

  Solihull

  West Midlands

  B93 0DX

  UNITED KINGDOM

  Phone

  +4401564779382

  Web

  https://www.moneydr.co.uk

• Complaints Contact

  2 Rotten Row Barns, 1957 Warwick Road

  Warwick Road

  Knowle

  Solihull

  West Midlands

  B93 0DX

  UNITED KINGDOM

  Phone

  +4401564779382

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colum John Michael McNabb

  IRN CJM00083

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Oct 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2020)
  • CF30 Customer (3 Jan 2014 to 8 Dec 2019)
• Dale Martin Lucas

  IRN DXL00391

  • [FCA CF] Client dealing (4 Apr 2023 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (4 Apr 2023 to 1 Aug 2025)
• David Scott Ford

  IRN DSF00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
  • CF1 Director (3 Apr 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Apr 2006 to 8 Dec 2019)
• Gary Timothy Fox

  IRN GTF00002

  • CF30 Customer (2 Dec 2014 to 12 Feb 2016)
• Gavin James Scott

  IRN GJS00075

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• James Thomas Sparrow

  IRN JTS00007

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Apr 2006 to 5 Mar 2012)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Jonathan Alexander Bradshaw

  IRN JAB01313

  • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 May 2021)
  • CF30 Customer (6 May 2014 to 8 Dec 2019)
• Kyle Smith

  IRN KXS00773

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 13 Nov 2024)
  • [FCA CF] Client dealing (13 Nov 2024 to 15 Jul 2025)
• Mark Philip Perraton

  IRN MPP00006

  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
• Neil Warren Charles Wright

  IRN NWW00004

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 7 Oct 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (3 Apr 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Apr 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (3 Apr 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (3 Apr 2006 to 30 Sep 2018)

• Perquisite Employee Benefits LLP (no longer appointed)

  FRN 597935 · Appointed 25 Mar 2013 · Until 24 Apr 2018

No changes recorded yet.