James Sykes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
    • CF29 Significant management (4 May 2017 to 8 Dec 2019)
    • CF1 Director (19 Jun 2008 to 23 Oct 2009)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2020)
    • CF3 Chief Executive (4 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 May 2017 to 30 Sep 2018)
    • CF10a CASS Oversight function (19 Mar 2013 to 6 Dec 2017)
    • CF1 Director (15 Nov 2012 to 8 Dec 2019)
  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • SMF1 Chief Executive (10 Dec 2018 to 5 Feb 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Feb 2020)
    • SIMF1 Chief Executive Function (4 May 2017 to 9 Dec 2018)
    • Responsible for Insurance Mediation (4 May 2017 to 30 Sep 2018)
    • CF1 Director (10 Aug 2005 to 23 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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