Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 4 Jul 2024)
    • [FCA CF] Client dealing (since 11 Jan 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (18 Dec 2020 to 12 Oct 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 12 Oct 2021)
    • CF30 Customer (28 May 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (11 Oct 2011 to 7 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.