James Stirling

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capricorn Capital Partners UK Limited (no longer approved here)
FRN 748414
- CF30 Customer (21 Jul 2021 to 31 Jan 2025)
Westbrooke Alternative Asset Management UK Limited (no longer approved here)
FRN 792259
- (2)Employed By (21 Jul 2021 to 31 Jan 2025)
Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Client dealing (6 Mar 2018 to 1 Apr 2019)
- [FCA CF] Manager of certification employee (6 Mar 2018 to 1 Apr 2019)
- CF22 Investment Adviser (Trainee) (21 Feb 2005 to 21 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.