James Stephen Witter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sarasin & Partners LLP
FRN 475111
- [FCA CF] Material risk taker (since 7 Apr 2022)
- [FCA CF] Significant management (since 7 Apr 2022)
- [FCA CF] Client dealing (since 7 Apr 2022)
Oxford Capital Partners LLP
FRN 585981
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (18 Mar 2013 to 8 Dec 2019)
Patria Capital Partners LLP (no longer approved here)
FRN 469934
- CF30 Customer (18 Jan 2018 to 8 Sep 2019)
Patria Private Equity (Europe) Limited (no longer approved here)
FRN 755580
- CF30 Customer (18 Jan 2018 to 8 Sep 2019)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (7 Aug 2015 to 8 Sep 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF23 Corporate Finance Adviser (18 Jul 2002 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.