James Scott Dunlop

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OCM WEALTH MANAGEMENT LIMITED

    FRN 418826

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 8 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2025)
  • OCM Employee Benefits Ltd

    FRN 1046141

    • (2)Employed By (since 19 Dec 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Mar 2014 to 8 Nov 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (13 Jan 2014 to 8 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.