Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP

    FRN 530083

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Mar 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
    • CF30 Customer (8 Apr 2014 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (11 Feb 2005 to 9 Oct 2006)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.