Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Peel Hunt LLP
FRN 530083
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 Mar 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
- [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
- CF30 Customer (8 Apr 2014 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 7 Feb 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 7 Feb 2019)
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- CF30 Customer (1 Nov 2007 to 10 May 2013)
- CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Feb 2005 to 9 Oct 2006)
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- CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.