James Richard Erasmus

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WPS ADVISORY Ltd

    FRN 624546

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
    • [FCA CF] Client dealing (since 6 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (4 Dec 2018 to 26 Apr 2024)
  • Curzon Wealth Management Limited (no longer approved here)

    FRN 585168

    • Employed By (4 Dec 2018 to 26 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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