Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Oct 2023)
    • [FCA CF] Manager of certification employee (since 6 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 May 2023)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Oct 2005 to 18 Jan 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (17 Feb 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.