James Oliver Whittingham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arthur J. Gallagher Insurance Brokers Limited
FRN 311786
- SMF18 Other Overall Responsibility (since 19 Aug 2024)
- CF1 Director (AR) (since 17 Mar 2020)
- Responsible for Insurance Distribution (16 Feb 2024 to 19 Aug 2024)
- SMF1 Chief Executive (16 Feb 2024 to 19 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 19 Aug 2024)
- CF1 Director (23 Aug 2019 to 8 Dec 2019)
Lifesure Group Limited
FRN 305038
- SMF3 Executive Director (since 1 Dec 2023)
DEVITT INSURANCE SERVICES LIMITED
FRN 312328
- SMF3 Executive Director (since 2 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.